Measures for the Administration of Securities Registration and Settlement (2022 Revision),北大法宝V6

Measures for the Administration of Securities Registration and Settlement (2022 Revision)

[CLI Code] CLI.4.5118397(EN) Statement

Document Number：Order No. 197 of the China Securities Regulatory Commission
Area of Law： Securities Regulatory Institutions and Market Supervision and Management Securities Companies and Business Management
Level of Authority： Departmental Rules
Date Issued：05-20-2022
Effective Date：06-20-2022
Issuing Authority： China Securities Regulatory Commission
Status： Effective

Collapse

Revision History

The Measures for the Administration of Securities Registration and Settlement, as deliberated and adopted at the 4th executive meeting of the China Securities Regulatory Commission on May 6, 2022, are hereby issued and shall come into force on June 20, 2022.
《证券登记结算管理办法》已经2022年5月6日中国证券监督管理委员会2022年第4次委务会议审议通过，现予公布，自2022年6月20日起施行。

Annex 1: Measures for the Administration of Securities Registration and Settlement
附件1：《证券登记结算管理办法》

Annex 2: Explanation on the Revision of the Measures for the Administration of Securities Registration and Settlement
附件2：《证券登记结算管理办法》修订说明

(Issued by Order No. 29 of the China Securities Regulatory Commission on April 7, 2006, amended for the first time in accordance with the Decision to Amend the Measures for the Administration of Securities Registration and Settlement issued by the China Securities Regulatory Commission on November 20, 2009, amended for the second time in accordance with the Decision to Amend Seven Sets of Rules including the Measures for the Administration of Securities Registration and Settlement issued by the China Securities Regulatory Commission on December 7, 2017, amended for the third time in accordance with the Decision to Amend the Measures for the Administration of Securities Registration and Settlement issued by the China Securities Regulatory Commission on August 15, 2018, and revised for the first time at the 4th executive meeting of the China Securities Regulatory Commission on May 6, 2022)
（2006年4月7日中国证券监督管理委员会令第29号公布　根据2009年11月20日中国证券监督管理委员会《关于修改<证券登记结算管理办法>的决定》第一次修正　根据2017年12月7日中国证券监督管理委员会《关于修改<证券登记结算管理办法>等七部规章的决定》第二次修正　根据2018年8月15日中国证券监督管理委员会《关于修改<证券登记结算管理办法>的决定》第三次修正　2022年5月6日中国证券监督管理委员会第4次委务会议第一次修订）